|
RM-01
|
Insurance
|
Records related to the processes associated with the institution's insurance policies and programs that provide coverage affecting liability and general claims
|
Insurance Policies | Underwriting Reports | Bonds | Certificates of Insurance | Insurance Claims
|
Policy Expiration + 7 years
|
Destruction
|
TBD
|
N
|
|
RM-02
|
Risk Management
|
Records related to the processes associated with the identification, assessment, and prioritization of operational, regulatory and financial risks
|
Due Diligence | Actuary Documentation | Risk Assessments | Risk Management | Risk Reports
|
5 years
|
Destruction
|
TBD
|
N
|
